Newspapers have ombudsmen who field complaints from readers. Police departments have internal affairs squads that investigate alleged misdeeds by cops. For example, compliance officers monitor personal stock trading by firm employees for potential conflicts of interest
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Korea FSS: Concerned Over Rapid Rise In Stock Trading On Credit
SEOUL -(Dow Jones)- South Korea's Financial Supervisory Service said Tuesday that the financial regulator is monitoring 12 securities companies that have a high portion of stock trading on credit.
Center Desperately Seeks Gifts After Madoff-Linked Funds Vanish
Dec. 19 (Bloomberg) -- When Bernard Madoff spoke at a panel last year on the intricacies of stock trading at an eccentric New York salon called the Philoctetes Center, he didn’t mention that he oversaw the investments of the center’s benefactor foundation. Link to original article
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