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September 12, 2007

Bank of America, Credit Suisse and UBS join Opus-5 144A securities platform

Bank of America, Credit Suisse and UBS have joined Opus-5, a bank-backed electronic trading platform for unregistered securities.

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Flagstar Chairman Adopts Rule 10b5-1 Trading Plan

Flagstar Bancorp, Inc. , today announced that its Chairman, Thomas J. Hammond has adopted a pre-arranged stock trading plan to sell a portion of his company stock over time as part of his long-term strategy for asset diversification and liquidity.

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Park City Group Announces Temporary Waiver of Trading Window Blackout Policy

UBS Executive, Ex-Morgan Lawyer Charged With Fraud

March 1 (Bloomberg) -- U.S. government prosecutors filed charges in one of the biggest insider-trading cases on Wall Street since the 1980s, claiming employees at UBS AG, Morgan Stanley and Bear Stearns Cos. profited from advance knowledge of mergers and stock picks. Click here for more info

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