December 3, 2008
SEC Asks 10 Firms to Turn Over Stock-Trading Records
Feb. 6 (Bloomberg) -- The U.S. Securities and Exchange Commission requested 10 securities firms turn over stock-trading records for the last two weeks of September, opening a review of how Wall Street handles confidential information. Read more hereThe Hong Kong Stock Exchange has adopted measures to enhance the stock trading suspension mechanism's transparency, Secretary for Financial Services and the Treasury Professor KC Chan has announced.
ChoicePoint investigation may widen
An informal Securities and Exchange Commission inquiry into stock trading by the two top executives at ChoicePoint appears to have turned into a full-blown investigation. Evidence of that shift hinges on a subtle wording change used in an SEC filing this week by the Alpharetta, Ga.-based data warehousing company.
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