November 20, 2008
SEC investigating Sunrise Senior Living
Sunrise Senior Living said Tuesday the U.S. Securities and Exchange Commission opened a formal investigation into insider stock trading.
Nomura is expanding its presence in India by adding stock trading and asset management to its existing portfolio of businesses, as part of the broker's plan to more than double revenue from Asian markets outside Japan over the next five years.
Securities Firms to Give Up Windfalls
Fifty securities firms, including UBS and Lehman Brothers, will give up over 20 billion yen in profits gained from a trading error, donating the gains to a fund for strengthening Japan's stock trading system, company officials said.
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