November 20, 2008
StanCorp Financial Group's Chief Executive Officer Adopts Rule 10b5-1 Trading Plan
Allows officers and directors to adopt written, pre-arranged stock trading plans at a time when they are not in
Wall Street is becoming a nationwide hot spot, featuring round-the-clock trading, stronger security, and lower costs for investors on the go
Jefferies paying $9.7 million in SEC case
A Wall Street trading firm was fined almost $10 million yesterday for showering employees of Fidelity Investments with improper gifts to win the mutual fund company's stock-trading business, in what one regulator called a "nauseating" abuse of the rules.
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